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{title: 'THOMAS - Bill Text - h3795.ih', link: 'http://thomas.loc.gov/cgi-bin/query/z?c111:h3795.ih:' }


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Congressional Record References

Bill Summary & Status

H.R.3795

To enact the Over-the-Counter Derivatives Markets Act of 2009. (Introduced in House)
Beginning
 October 13, 2009
 TITLE I--IMPROVEMENTS TO REGULATION OF OVER-THE-COUNTER DERIVATIVES MARKETS
    SECTION 101. SHORT TITLE.
 Subtitle A--Regulation of Swap Markets
    SEC. 111. DEFINITIONS.
    SEC. 112. JURISDICTION.
    SEC. 113. CLEARING.
    `SEC. 403. EXCLUSION OF IDENTIFIED BANKING PRODUCT.
    SEC. 114. PUBLIC REPORTING OF AGGREGATE SWAP DATA.
    SEC. 115. SWAP REPOSITORIES.
    `SEC. 21. SWAP REPOSITORIES.
    SEC. 116. REPORTING AND RECORDKEEPING.
    `SEC. 4r. REPORTING AND RECORDKEEPING FOR CERTAIN SWAPS.
    SEC. 117. REGISTRATION AND REGULATION OF SWAP DEALERS AND MAJOR SWAP PARTICIPANTS.
    `SEC. 4s. REGISTRATION AND REGULATION OF SWAP DEALERS AND MAJOR SWAP PARTICIPANTS.
    SEC. 118. SEGREGATION OF ASSETS HELD AS COLLATERAL IN SWAP TRANSACTIONS.
    `SEC. 4t. SEGREGATION OF ASSETS HELD AS COLLATERAL IN SWAP TRANSACTIONS.
    SEC. 119. CONFLICTS OF INTEREST.
    SEC. 120. SWAP EXECUTION FACILITIES.
    `SEC. 5h. SWAP EXECUTION FACILITIES.
    SEC. 121. DERIVATIVES TRANSACTION EXECUTION FACILITIES AND EXEMPT BOARDS OF TRADE.
    SEC. 122. DESIGNATED CONTRACT MARKETS.
    SEC. 123. MARGIN.
    SEC. 124. POSITION LIMITS.
    SEC. 125. ENHANCED AUTHORITY OVER REGISTERED ENTITIES.
    SEC. 126. FOREIGN BOARDS OF TRADE.
    SEC. 127. LEGAL CERTAINTY FOR SWAPS.
    SEC. 128. MULTILATERAL CLEARING ORGANIZATIONS.
    SEC. 129. PRIMARY ENFORCEMENT AUTHORITY.
    `SEC. 4b-1. PRIMARY ENFORCEMENT AUTHORITY.
    SEC. 130. ENFORCEMENT.
    SEC. 131. RETAIL COMMODITY TRANSACTIONS.
    SEC. 132. LARGE SWAP TRADER REPORTING.
    `SEC. 4u. LARGE SWAP TRADER REPORTING.
    SEC. 133. AUTHORITY TO BAN ABUSIVE SWAPS.
    SEC. 134. INTERNATIONAL HARMONIZATION.
    SEC. 135. AUTHORITY TO BAN ACCESS TO THE UNITED STATES FINANCIAL SYSTEM.
    SEC. 136. OTHER AUTHORITY.
    SEC. 137. ANTITRUST.
    SEC. 138. EFFECTIVE DATE.
 Subtitle B--Regulation of Security-Based Swap Markets
    SEC. 151. DEFINITIONS UNDER THE SECURITIES EXCHANGE ACT OF 1934.
    SEC. 152. REPEAL OF PROHIBITION ON REGULATION OF SECURITY-BASED SWAPS.
    SEC. 153. AMENDMENTS TO THE SECURITIES EXCHANGE ACT OF 1934.
    `SEC. 3B. CLEARING OF SECURITY-BASED SWAPS.
    `SEC. 5A. EXECUTION OF SECURITY-BASED SWAPS.
    `SEC. 3C. ALTERNATIVE SWAP EXECUTION FACILITIES.
    `SEC. 3D. SEGREGATION OF ASSETS HELD AS COLLATERAL IN SWAP TRANSACTIONS.
    `SEC. 10B. POSITION LIMITS AND POSITION ACCOUNTABILITY FOR SECURITY-BASED SWAPS AND LARGE TRADER REPORTING.
    SEC. 154. REGISTRATION AND REGULATION OF SWAP DEALERS AND MAJOR SWAP PARTICIPANTS.
    `SEC. 15F. REGISTRATION AND REGULATION OF SECURITY-BASED SWAP DEALERS AND MAJOR SECURITY-BASED SWAP PARTICIPANTS.
    SEC. 155. REPORTING AND RECORDKEEPING.
    `SEC. 13A. REPORTING AND RECORDKEEPING FOR CERTAIN SECURITY-BASED SWAPS.
    SEC. 156. STATE GAMING AND BUCKET SHOP LAWS.
    SEC. 157. AMENDMENTS TO THE SECURITIES ACT OF 1933; TREATMENT OF SECURITY-BASED SWAPS.
    SEC. 158. OTHER AUTHORITY.
    SEC. 159. JURISDICTION.
    SEC. 160. EFFECTIVE DATE.
 
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